MEMA · Intelligent Compliance OS
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Automate intake, approvals, and audit evidence for every promotion and perimeter check.
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Proactively flag Section 21 FSMA, PERG, and MAR issues before they become findings.
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1.1 Is the communication an "invitation or inducement" to engage in an activity?
Reference: PERG 8.4
YesRequirement satisfied or exemption applied.
NoRequirement missing or needs escalation.
Why this mattersA financial promotion must invite or encourage engagement in a financial activity. If it persuades the reader to take the next step, PERG 8.4 applies and Principal approval is required.
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